ESOP Investment Strategies and 1042 Investment

Unique investment opportunities are created in an ESOP transaction. Ownership Advisors can help align your family values with innovative tax, investment and estate strategies; maximize family wealth control; and reduce or eliminate capital gains and estate taxation.

For example, we are experienced at the structuring and management of Qualified Replacement Property portfolios under IRC Section 1042, and the development of investment strategies that include floating rate notes and other leveraging techniques.

We help you make informed decisions through a consultative process designed to manage risk in a manner that is consistent with your philosophy.

Other ESOP Services

• Repurchase Obligation Studies and Funding Programs
  
• Asset Management Programs / Fee-Based Asset Management through Linsco/Private Ledger
  
• Estate and Business Succession / Family Wealth Counseling / ESOP Feasability Studies
  
• Supplemental Non-Qualified Benefit Plans
  
• Benefit Funding
  
  

 
Fee-based planning, asset management and securities
offered through LPL Financial Member FINRA/SIPC.

Member of Securities Investor Protection Corporation (SIPC).
For an explanatory brochure, please visit www.sipc.org.